1. A United States Perspective
The demands of
the new generation of peace operations, particularly with respect
to peace enforcement and peace building operations, has renewed
discussions in the United States regarding the need for military
units that are particularly well adapted to the specialized
requirements of these operations. With the experience of
Afghanistan and Iraq fresh in mind, this debate has taken on a new
urgency. Future military operations, particularly those in chaotic
states with little governmental control, will require military
units equally adept at modern, sophisticated military operations
and the broad range of tasks associated with stability and support
operations.
Studies With
its worldwide commitments and responsibilities, the United States
has a particular need for units that are capable of a broad
spectrum of operations, from transformational warfare to nation
building support. At the same time, those global commitments mean
that the resources of the US armed forces are limited. Global
responsibilities call for units that are capable through a range of
contingencies, as opposed to specialized units that are more
limited in the scope of their capabilities. Despite the clear need
for specialized peace support organizations, the armed forces of
the United States have been reluctant to develop military units
specialized in peace operations. A review of the historical context
and current requirements will put the US approach in better
perspective.
2. The Historical Context of US Peace Operations Forces
The United
States has never really developed doctrine for specialized units
such as paramilitary police forces. Lacking a national police force
of its own, the US has never had a base on which to draw. Although
some of the national security organizations of the US, such as the
National Guard, have carried out law enforcement missions during
periods of extreme unrest, the US has no equivalent to Italy's
Carabinieri or France's Gendarmerie. However, the US has a long
history of executing police-like missions in a number of countries.
These are generally referred to as constabulary missions, which are
best understood as law enforcement operations organized on a
military basis. The constabulary has a long history in the US,
particularly in the aftermath of the Civil War, when Federal forces
occupied much of the South, often in a very heavy-handed manner.
This occupation, and the manner in which it was managed, later gave
rise to laws placing limits on the use of military forces in
domestic law enforcement operations, such as the Posse Comitatus
act of 1878. This act forbids the use of the Army (and other
services) to carry out law enforcement operations in the US.
In addition,
Army forces were responsible for pacification efforts in the
socalled Wild West in the latter half of the 19th century. These
Indian Wars featured Army troops in operations that involved what
we would today call nation building operations. In addition to
subduing the Indians, they were responsible for developing much of
the West and securing the lines of communication across America.
Prior to World War Two, the armed forces of the United States were
involved in a number of operations in Latin America and the
Caribbean that called for specialized capabilities. In particular,
in the 1930s the United States Marine Corps performed a number of
operations that can best be described as constabulary missions. The
occupation of Nicaragua from 1912 to 1933 stands out as an example
of this kind of military policing, but the US military carried out
similar operations in Cuba, Panama, the Dominican Republic and
Haiti during the first four decades of the 20th century. These
operations often organized and trained locals into para-military
police forces, such as the Guardia Nacional of Nicaragua, which
included US officers and Nicaraguan personnel.
It is important
to note that no major organizational changes were made to US forces
in order to carry out these operations. No specialized units were
developed or employed, though it could be argued that the Marine
Corps of that era was well-suited for these operations, often being
referred to as "State Department troops". With the defeat of
Germany and Japan in World War Two and the resulting occupations,
the United States encountered new requirements for military
policing. The total collapse of German authority created a void
that required military units to provide order and security. About
one year after the end of the war, the US Army formed the US
Constabulary, a force that ultimately involved over 30,000 troops.
The US Constabulary differed from previous constabulary efforts in
that it consisted entirely of US Army troops. No Germans were part
of the Constabulary, although the Constabulary supervised German
civilian police operations.
Although
composed of Army troops, the Constabulary represented a true
specialized unit. Its members were given thorough training in
police operations, wore special uniforms and had special
organizations. These units carried out many kinds of police
functions, including combating organized crime, in addition to
providing border security and supporting displaced populations. In
Japan, a similar effort was made, though there the units were
composed of Japanese police personnel with US supervisors. In both
Germany and Japan, as with the US occupation forces in Austria and
Korea, constabulary forces were called upon to carry out many
nation building tasks in addition to their police functions.
Moreover, as occupation forces, they also retained responsibility
for national security in the absence of any forces of the defeated
or occupied power. Thus, they continued to have a definite military
flavor. In the 1960s, as a response to the stalemate in Korea, the
Army developed doctrine for counteracting Communist-led guerrilla
movements, focusing on a hearts-andminds strategy for countering
insurgencies.
This strategy
of winning over local residents involved a substantial element of
policing and nation building, and is generally thought to have
worked well, even in Vietnam. A highly interesting operation
conducted by the Army was the invasion of the Dominican Republic in
1965. The objective of the operation was to restore order on the
island. This operation involved a substantial law enforcement
element. Army troops conducted numerous civil order operations in
conjunction with Dominican police forces as order was restored. In
the Cold War period, the United States deployed military forces on
numerous occasions, many of them in support of international
peacekeeping operations. Prominent among these were deployments of
peacekeeping units in the Sinai and of observers on the Golan
Heights and in Lebanon. Other peacekeeping missions included
efforts in North Africa, Cambodia and East Timor. Some of these
deployments are worth further examination with respect to
specialized units. In Somalia, US Army and Marine Corps units were
deployed initially to help secure the provision of humanitarian
aid; this was subsequently expanded to a full nation-building
mission.
In addition,
specialized units were employed to track and arrest the leaders of
the major criminal clans in Somalia, ending in the catastrophe of
October 1993. In response to these growing demands, the Army
developed new doctrine for these operations. The Cold War doctrine
of low-intensity conflict, which included counterinsurgency
doctrine, was replaced in the early 1990s with a doctrine called
Operations Other than War. This new doctrine, which incorporates
peacekeeping and peace enforcement, involves substantial stability
and support operations. Tasks such as restoring and maintaining
law, order and stability are key elements of these operations, thus
requiring Army troops to be able to carry out police-type
operations.
The peace
operations of the 1990s reflect the need for constabulary-type
organizations. Units were frequently asked to provide local
security, to mediate disputes and to arrest/detain suspected
lawbreakers. In particular, the peace enforcement operations in
Bosnia and Kosovo demonstrated to the Army that it needed to
refocus the training of its units on carrying out constabulary
operations.
3. Current US Doctrine and Operations
As a result of
these requirements, the US Army has made significant changes to
training soldiers who are deployed in these operations. Subjects
such as negotiations, basic law enforcement and cultural awareness
are now standard training for soldiers headed for the Balkans. In
particular, the rules of engagement for both SFOR and KFOR reflect
the need to prepare soldiers for elementary police duties. Current
US doctrine for these operations is now entitled Stability and
Support Operations. The emphasis on stability operations indicates
the importance that the US now places on post-conflict operations.
A major aspect of this new doctrine is the clear need to prepare
for constabulary-type operations. Stability and support operations
recognize four distinct peace operations: Peace making,
peacekeeping, peace enforcement and peace building.
Peace making
operations are essentially diplomatic activities, to which military
forces can lend support, such as preventive deployments and
supervising demobilization. These operations generally do not
require sophisticated military organizations. Peacekeeping
operations are traditional operations, usually under UN authority,
conducted with the consent of the belligerent parties. Peacekeepers
may generally only use force in self defense. US forces have
significant peacekeeping experience, as in the Sinai. Peace
enforcement operations are operations that involve force or the
threat of force to compel belligerents to adhere to international
mandates. These include operations such as the enforcement of
sanctions, the protection of humanitarian assistance, the
establishment of order and stability and the forcible separation of
belligerents. In peace enforcement, force may be used to carry out
the mandate, not just for self defense; hence, there is a major
difference in US doctrine between peacekeeping and peace
enforcement. In the US view, operations in the Balkans, as well as
the ISAF operation in Afghanistan and current coalition operations
in Iraq, are considered to be peace enforcement operations.
Peace building
operations are essentially civilian tasks, undertaken after the end
of hostilities, to rebuild infrastructure and civil societies.
Military forces usually support these activities by providing
security and protection for civil agencies. It is in this phase
that there is the highest requirement for constabulary units. The
need for these operations has been clearly demonstrated by
operations in Afghanistan, Haiti and Iraq. In all three of these
countries, soldiers have been asked to perform major local security
functions, to include the supervision of local police forces. In
the case of Afghanistan and Iraq, this has also included the
organization and training of police forces. These operations
closely resemble those performed by the Constabulary forces in
post-war Germany. Yet, no new organizations have been formed to
perform these tasks. Instead, major reliance has been placed on the
existing military police forces and on the reorganization of other
combat forces.
4. Military Police Forces
Military police
in the US armed forces fulfill a unique role. As a result of the
new doctrine for military police forces that resulted from
experiences in the Balkans and elsewhere, these forces have five
major functions. They are: area security, maneuver and mobility
support, internment and resettlement, law enforcement, and
information gathering. These missions are in addition to the
traditional military police mission to fight as infantry troops
when necessary. Yet the new emphasis on area security and law
enforcement make it clear that constabulary-type tasks are
envisioned for the troops. In stability operations, they can
perform public order and law enforcement functions, ranging from
civil disorder management to detaining lawbreakers. However,
military police remain soldiers first and policemen second. While
they view themselves as soldiers, their training enables them to
function effectively as police officers in stability operations.
Key to the training of military police troops is that they are
specifically trained to deal with civilians.
In addition,
military police are trained to use only the minimum amount of force
necessary to control the situation, as opposed to massive use of
force. Moreover, they are trained to deal with victims, which is
particularly important in stability operations, where they may
often have to deal with victims of war crimes or sexual assault. As
a result, military police are very much in demand in US operations
today. They can be found in all theaters of operations, carrying
out not only the missions noted above, but also other missions,
such as training indigenous police forces. However, this demand for
military police forces also means that they are in short supply.
Only about one-fourth of the Army's military police units are on
active service; the rest are found in the Army's reserve
components. Many of these reserve military police units have now
been activated to serve in the Balkans, Afghanistan and Iraq. One
additional kind of organization that has both law enforcement and
military capabilities in the United States Coast Guard. The Coast
Guard is unique in that it is a military organization with a major
law enforcement role. In this sense, it resembles Gendarmerie or
Carabinieri organizations more than any other part of the US armed
forces.
The Coast Guard
not only carries out maritime law enforcement operations in the US,
but overseas as well. It is separate from the new Department of
Homeland Security, but can become part of the US Navy in times of
war.
5. Specialized Peace Operations Units
Unlike many of
its allies, the United States has no specialized units designed
specifically for peace operations or for post-conflict stability
operations. This has been a much-debated issue within the US armed
forces. Many in the US have long felt that the well-trained US
professional soldier is already an excellent basis for a
peacekeeper or peace enforcement soldier. Some have estimated that
a US Army soldier already has about 80% of the training needed to
be an effective peace operations soldier, and only requires
additional training in the areas of negotiations, crowd control,
security and law enforcement to be effective. Operations in the
Balkans have borne out this perspective. On the other hand, some
critics believe US military forces are not ideally suited for
peacekeeping operations, which are generally manpower intensive,
low tech and of long duration not the strengths of the US
military.
However, US
forces perform very well in the more demanding peace enforcement
operations. Such operations often emphasize a high level of
technological sophistication, at which the US Army excels.
Therefore, the US Army expects to place greater emphasis on peace
enforcement operations and less on traditional peacekeeping. The
Army believes, however, that its infantry formations can manage
most of the requirements for these operations. As noted, there are
no specialized peacekeeping units in the US Army or Marine Corps,
although several of the Army's light infantry divisions, including
the 10thMountain Division (which fought in Italy in World War II)
and the 25th Infantry Division, have received additional training
and equipment for conducting peace operations.
However, the
huge requirements of peace enforcement in Iraq have prompted a
reappraisal of US readiness to participate in these operations.
Modern stabilization operations require a robust capability for
local security and law enforcement operations, as well as the
ability to carry out counterinsurgency operations. At the same
time, these operations also require a capability to carry out
post-conflict peace building reconstruction. In addition, new
requirements for homeland security and homeland defense have also
required the armed forces to rethink their military organizations.
Military organizations are increasingly being asked to help protect
critical infrastructure and transportation facilities, as well as
to help secure borders. These operations call for a certain level
of specialization. The operations in Iraq and Afghanistan have
spurred the most thinking in this area. Specifically, a number of
proposals for specialized stability and reconstruction units have
been made. These would be division-sized (about 11,000-13,000 men)
units capable of a wide range of security and reconstruction tasks.
Each brigade unit would have engineer, military police, civil
affairs, medical and psychological operations units, as well as
supporting units.
The division
would also have an infantry and aviation component for combat
support if appropriate. In addition, the stabilization and
reconstruction division would have training and security assistance
units designed to help form and train local military and police
units. Explosive disposal units and de-mining would also be part of
the division. In addition, where required, the division would have
units specially trained to deal with weapons of mass destruction
and also units trained to secure sensitive sites, such as those
containing evidence of war crimes. An important aspect of such a
unit would be its inter-agency or interministerial representatives.
Representatives from the ministries of foreign affairs, interior,
and intelligence would be integrated into the division as a
permanent part of the organization. This would help break down the
barriers to interministerial cooperation that is essential to
success in these operations.
6. Conclusion
While the
United States does not have specialized units for peace or
stability operations, it does have extensive experience in these
areas, dating well back to over a century. The US experience has
shown that, while specialized organizations can be a significant
advantage for these operations, they also represent an opportunity
cost, which is considerable even for an economy and military budget
the size of the US. Given the worldwide responsibilities of the US,
these units would find much work to do, but could only come at the
cost of other kinds of military units. To date, the US military has
not developed any specialized units, but there is evidence that
this is changing. The extreme demands of post conflict operation in
Afghanistan and Iraq, coupled with Haiti, have demonstrated the
value of units capable of both military operations on policing.
While the US, lacking a national police force, is unlikely to
develop a land-based counterpart to its Coast Guard, there is a
real possibility that it will develop specialized military units
for stability and reconstruction operations.
The experiences
being gained in the current theaters of operation, coupled with the
experiences of those nations allied to the US, such as Italy, are
demonstrating the need for units that have an expanded range of
capabilities, to include constabulary operations. It is quite
possible that the US armed forces will develop such units in the
near future to deal with the ever-increasing complexity of modern
stability operations.
(*) - Professor at George C.
Marshall European Centre for Security
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